TAB

DATE

DESCRIPTION

FILED BY

1

09/24/10

Special Contract with Edward D. Jones and Co., L.P. c/o Symphony Services
Confidential Material in Commission File

Teresa R. Rosenberger

2

10/04/10

Revision of Contract Overview to correct term of contract

Teresa R. Rosenberger

3

10/08/10

Revision 2 RE: Cover pages and deletes reference to Symphony Services

Teresa R. Rosenberger

4

10/12/10

Staff Memo Recommendation

Staff

5

10/12/10

Sec ltr effective on or after the date of this letter

Debra A. Howland